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Robert M. Young Online Writings
Transitional Phenomena: Production and Consumption
by Robert M. Young
This is an exploratory essay, designed to illustrate a mode of analysis. At its roots
lie the ideas of D.W. Winnicott on transitional objects and transitional phenomena and of
Wilfred Bion on the alimentary basis of all knowing. Winnicott argued that the child's
first 'not me' - neither subjective nor objective but partaking of both - was the basis of
all culture, all religion, all play, all scientific creativity. Bion argued that the
process of knowing never transcends its primitive origins in the alimentary canal and that
all of the senses and all of thought continue to function according to primitive
mechanisms, whatever else they are doing at the same time. Hence, emotion lies at the
heart of the thinking process (Meltzer, 1986, p.301). My point in this and in a previous
paper (Young, 1986) is to begin to see what it would be like to take these thoughts
seriously when applied to scientific knowledge, to culture, to leisure and to the rest of
life.
I want to make a beginning at relating production, consumption and psychoanalysis -
large topics. In particular, I am interested in the bearing of psychoanalysis on the
origin and production of scientific ideas and on the An earlier version of this paper was
delivered to the first conference on Psychoanalysis and the Public Sphere, London, October
1987. creation and consumption of culture. But these merge easily, since I think of
science as part of culture, not above it and certainly not its arbiter. This is not a
particularly eccentric view, since it has become commonplace in recent research in the
history, philosophy and social studies of science. I also think of culture-as-consumed as
increasingly mediated by science, technology and medicine. This is also a fairly
commonplace thought, if one considers satellite communications, high-fidelity, health fads
and the drug industry.
If we look at the philosophy of science and technology through Kleinian and
Winnicottian lenses, we are left with no 'conflict-free sphere of the ego'. If we consider
the theory of knowledge in this light, the Enlightenment project of objective, value free
rationality becomes a will-o-the-wisp. We are then empowered to embark upon exploration of
the emotional origins and the ideological determinations of knowledge.
In recent work in the philosophy of science, it has become uncontroversial to say that
all facts are theory-laden, that all theories are value-laden and that all values are
constituted by ideological frameworks. Another fashionable way of putting that is that
truth is made, not found. Since the sociology and anthropology of knowledge have been
fully extended into science, it was thought that the relativists, contextualists and
constitutivists had touched bottom. Relativists eschewed objectivity; contextualists broke
down the conventional separation of science from its socio-economic and ideological
contexts; constitutivists argued that truth is socially constructed and that its criteria
are constituted by the forces that evoke enquiry.
Once the special status of science above culture was undermined, some of us came along
and treated the history of ideas, including scientific ideas, as culture - as a moving
army of metaphors. This approach included the deepest ideas of the greatest scientists -
gravity, affinity, natural selection, that is, physics, chemistry and biology in their
most profound and basic theoretical assumptions. Could there be more? Apparently so.
Psychoanalysis holds out the hope of transcending the positivism of the origins of
knowledge, just as various radical approaches to knowledge - going beyond the sociology of
knowledge to its anthropology have transcended the positivism of context.
Traditional positivism separated fact from value. Psychoanalysis can help us to overcome
the separation of fact from meaning and motive.
Turning from the origin and production of ideas to the creation and consumption of
culture, my recent experience is that high-tech consumption has become ubiquitous. For my
generation this meant records, radio, movies and hi-fi. For my children it has meant video
and walkmans and will one day include implants in the ears and receivers inside the skull.
But technology, like all else, is historically relative, just as the concept of culture
is, so we must not be too imaginatively impoverished and forget to notice what it felt
like for my grandfather to be able to buy a dime novel or his grandfather to buy a penny
magazine, and so on to Gutenberg and medieval illuminated manuscripts, ancient scrolls and
prehistoric cave paintings. Each seemed remarkable when it was new. Each seemed the
epitome of technology. Each was treated as a comfort, a source of deep satisfaction. Each
was neither subjective nor objective but partook of both.
An analogous point can be made about epistemology. The idea that symbolism and metaphor
lay at the heart of science was not new to Charles Darwin when he spoke of 'natural
selection' as a metaphor or to recent philosophers who have treated science as culture,
for example, Richard Rorty. This insight was commonplace in Renaissance philosophy, just
as was the shaping of nature into gardens in which the microcosm reflected the macrocosm.
I once made a film in which the historicity of nature was illustrated in successive
periods by a series of gardens, culminating in a garden city and an urban garden centre.
That is, every period had its own conception of a garden, offering a highly-condensed
version of how nature was conceived at that time (Young and Gold, 1982). Nature has never
been raw: for humankind it is has always been symbolic, metaphorical, anthropomorphic,
shaped, cooked.
How does all this bring us to psychoanalysis at the heart of experience - either in
creating or consuming? It does so by way of the debate about transitional objects and
transitional phenomena. I say debate, because no sooner do we invoke Winnicott's ideas
about the primitive and persistent roots of culture, than we discover that it was on this
very point that he and Melanie Klein fell out, so that a modern-day Kleinian would say
that there are no transitional objects - only failed primary object relations. But just
so. Is there such a gap between the theory of trying to recover the object via creativity
and play, on the one hand, and that of trying to reconstitute it via reparation, on the
other? I don't see the rift, but I haven't persuaded any of the Winnicottian or Kleinian
sectarians to help me to sort it out, either. Nor have I been able to fathom it in my own
reading.
Until we get some illumination on this point, I shall persist in saying that no matter
how it is solved, both Kleinians and Winnicottians (though not Freudians) will agree that
both the epistemology of science and that of cultural studies cry out for integration with
each other and with psychoanalytic epistemology. It's obvious once you think of it.
Once we move off a positivist philosophy of science and accept that knowledge never
severs its links with its genesis or its context - that, on the contrary, it is
constituted by them - then how can primitive psychogenesis be left out? Or rather, how can
it not be fundamental? The Habermasian hermeneuticists have argued that psychoanalysis as
reflexive knowledge - is the paradigm for all the rest. Interpersonal knowledge, including
the moment of self-reflection, becomes the norm: I/thou rather than I/it. Introspection
and interpersonal knowledge are not ways of knowing that fall short of scientific
objectivity. Rather, scientific knowledge becomes a highly-abstracted and rather worrying
special case - an impoverishment of deeper, fuller knowing. Psychoanalytic knowledge is
not only the model, ie. the formal exemplar: it is the foundation.
Similarly in the sphere of consumption, once we grasp the persistence of transitional
objects and transitional phenomena into adult life, can we fail to see how perfectly
stereo, surround sound, indwelling earphones and deeply-textured music and video enfold
one. In my view this sensuous recovery of the infantile idyll extends to Porshes, BMW's
(cars and motorbikes), Muddy Fox and Claude Butler bicycles, Sony Professional Walkmans,
Dolby C noise reduction, Video 8, Camera, instant cassette reverse with only 0.3 seconds
delay at the end of the tape before the continuous music is resumed, digital insert
earphones, stereo enhancers for videos, compact discs, digital audio tape, and more to
come, so as to enrich the resonance and texture of cultural consumption.
When I built a special pair of speakers to do justice to the base notes in the Rolling
Stones' 'Sympathy for the Devil' in the 1960's, I had no idea that in two decades I'd be
made newly orgasmic by a pair of earphones smaller than a sixpence or that I would gladly
pay all I had for a car system more powerful, moving and reverberative than the one in my
sitting room. Or that I would get greater solace from these than from practically any
other experience I've ever had. Breast, womb, object - near perfect reunion. The sensuous
satisfactions of these comforts seemed to at me least as pleasurable as a child's blankets
or teddybear.
But the pleasures and comforts do not stop here. They extend to food, clothing,
bedding, saunas and jacuzzis, training shoes, luxuriant bathing, massage, the
representation of art. There is no end to comfort, to the savouring of design, to the
delights of the technologies of relaxation and the Body Shop. Think of all those oils and
fragrances, all those soaps and conditioners, all that solace. Who ever said that
socialism was the enemy of prosperity? Not Neil Kinnock or the Editor of Marxism Today.
Left rhetoric is no longer a language of abstention, of an asceticism in the name of class
struggle or sacrifice for the cause. The anhedonic model of the hard left is played out.
Consumption is for now, not after 'the victory is ours'. Lest this seem a strange
perspective on politics, I should mention that one of the most potent objects of debate in
Britain is the personal organiser or Filofax. It is reviled by the old left President of
the National Union of Mineworkers, Arthur Scargill. It is extolled and indeed sold by the
Euro-communist journal of the British Communist Party, Marxism Today. Filofaxes are
attractive, sensuous and offer at least the illusion of containment of one's life. They
are transitional objects.
I say that it behoves us to try think about these private phenomena of the public
sphere and their role in the organisation of consent. For all her radicalism, when Isodora
Duncan's scarf got too long, it strangled her. That is, left asceticism asked too much;
left consumerism may take too much of the moral edge off political work.
On the other hand, there is subversive potential in popular culture. Think of the role
of music in 1960's, in the 1930's and in the 19th century. Think of radical video, pirate
radio, agitational films, strength in banners and tracts. The cynical slogan at the end of
the 1960's about how subversion gets domesticated into mere fashion - 'revolt into style'
- only captured one moment of the dialectic. Both need our scrutiny.
Returning now to the philosophy of science, technology and medicine, I believe that we
should fight decontextualization and the idea that to think of the genesis of knowledge is
to commit 'the genetic fallacy'. If we refuse to separate what was once called (by
followers of Karl Popper) the context of discovery from the context of justification, then
we will know how societies constitute their knowledge. We will achieve this by
knowing the forces that evoke them and get them researched and developed. This occurs
through patronage, education, careers and, above all, reification and fetishization. In
reification relations between people are treated as if they were relations between things.
In fetishization, things are treated as if they have magical, human qualities. These two
mechanisms disconnect primitive processes, passions and values from products and the
processes of production, from theories and things, from commodities and therapies.
One of the consequences of the comfort given by transitional phenomena is that they can
become more real and intimate than human relations per se. One of the consequences
of the fetishism of commodities is that the products of human hands 'appear as independent
beings endowed with life and entering into relations both with one another and the human
race'. This arises not only from the commodity form but also from the formation of
character in the image of the commodity. As Victor Wolfenstein and Michael Schneider note,
'The objectively inverted reality of "material relations between persons and social
relations between things" is thus subjectively reflected in a "perverse
displacement of libidinous energies from the world of reified persons into the world of
personified objects"' (Wolfenstein, n.d., p.39 quoting Schneider, 1975, p.251). The
relations become inverted so that my best friend is my walkman or my personal computer.
Some people are so attached to computers that they sever other relationships and become
'computer hacks'. This touches more than a few weird people. Think of the vogue of Herbie
Volkswagen films, the children's film 'Dirt Bike' about a motorcycle with its own
personality, the personalities R2D2 and C3PO in the 'Star Wars' films, the android knights
in 'Aliens 2', the computer in 'War Games', ads for Renault cars which ask 'What's yours
called?', highly personalized telephones and earphones, and so on and on in the realm of
toys for boys and girls of all ages.
The task for a critique of science and of consumption becomes the tracing of the
threads and the seeking out of the connections or articulations so that the more abstract
the knowledge, the more dedicated the research task - be it in mathematics, fifth
generation computers, fundamental physical particles or genetic engineering. The same kind
of questions need to be asked of consumer objects and phenomena. Whence? Cui bono?
Moreover the task of psychoanalytic epistemology, like the psychoanalytic theory of
cultural consumption, is that of demystification as well as the subversive development of
counter-hegemonic uses, products and processes. If we can reconnect things with motives,
uses and values, we can keep our eyes on the emotional resources and social consequences.
I have in mind, for example, shared rather than isolating music and radio, community
radio, low budget and open access tv and video, organic farming, community computer
memory. All of these have proud histories in various settings in Europe and America and,
in some cases, Latin America (see Radical Science Collective, 1985). Other developments -
especially genetic engineering - should be halted until their primitive roots become clear
and amenable to a more democratic form of social control. At the moment the sequestration
of the passions and values involved from the material and efficient causes makes this an
alienated and alarming technology.
My text for all of these reflections are the ideas of Winnicott and of Klein, Bion and
post-Kleinians on the persistence of the alimentary basis for knowledge, the failure in
development ever to transcend primitive assimilative, ruminative and projective
mechanisms. If a Kleinian theory of thinking is to be elaborated - and it is in the
process of so being - then it will also be a theory of culture, including scientific and
technological thinking and linked to what uses we make of science, technology and
medicine. The most abstruse solid state physics can be so interpreted, along with
fantastic fifth generation computer technologies, the digital watch, the personal
computer, the ever more sophisticated camera, sound system and technologies for encoding
and decoding both video and audio tapes, as well as systems for pacing, surveillance and
control in the work place and for body scanning and washing clothes. They are of a piece:
amino acid sequencers, Star Wars technologies and ways of listening to Tchaikovsky,
Talking Heads, and Willie Nelson.
Similarly, Winnicott's diagrams in which he tries to convey some of the meanings of
transitional objects and phenomena encompass, as he says, 'the whole cultural field'. In a
paper on 'Psychoses and Child Care', given nine months after the one on 'Transitional
Objects and Transitional Phenomena', he provides very helpful diagrams about this cultural
envelope in relation to external and subjective reality and to instinct, dreaming,
fantasy, play and work.
(diagram from Winnicott, 1952, p.224)
In the text, he sketches the imbalances that lead to psychosis, hyper-intellectuality
and a false life based on splitting. He also refers to the desire to do intellectual work:
'Intellectual understanding converts the not-good-enough environmental adaptation to the
good-enough adaptation' (Winnicott, 1952, p.225).
It seems to me that here we have some of the elements of a psycho-sexual developmental
psychology as well as an epistemology of science, technology and medicine, that is, of
expert knowledge and creativity. One of the tasks of an understanding of psychoanalysis
and the public sphere is to trace the deepest roots of both alienated and integrated
production and consumption - of both knowledge and of culture.
The idea of a genetic epistemology is not new. Kant put his schemata into the head, and
Hegel made the realization of the universal an historical process, while Marx and
Engels stressed the historicity of all concepts, including those of science. Piaget
rendered this a developmental science, but his research parameters were confined to those
of shape and other concepts drawn from physics.
A psycho-sexual genetic epistemology is still a desideratum, while a critical (in the
sense of critique, ie questioning the terms of reference, assumptions and concepts)
psycho-sexual genetic epistemology is but a gleam in one unreconstructed libertarian
socialist's eye/mind. The crucial - the utterly fundamental - reunion lies in the
reintegration of that which the scientific revolution and rationalist and empiricist
traditions did all they could to abrogate, that is, emotion, value, aim, purpose, use
value - the final cause or telos of the Aristotelian causal framework, which found its way
into the Marxist concept of the labour process. The labour process perspective was
importantly Aristotelian in stressing the means of production, the raw materials,
purposive human activity - loosely recalling the Aristotelian material, formal and
efficient causes. This leads, of course, to a use value, a purpose or final cause (for
further elaboration see Young, 1985). My hope is that this analysis can retain the
primitive while examining the utilitarian.
If we look at the efforts to think anew about nature, human nature, farming and
industry associated with the feminist, environmental, ecology and Green movements, the aim
is to heal the splits that lie at the heart of the scientific revolution. Modern knowledge
is founded on a separation of body and mind, primary and secondary qualities, outer and
inner, object and subject (see Burtt 1932; Whitehead, 1985). The aim is to reconstitute
the totality, the organism. This approach has been arrived at by looking much more closely
at the articulations of knowledge and its production - the patronage, funding, hidden
motives.
One dimension of all this has been afoot - only partly self-consciously - in the
growing interests in the psychobiographies of intellectuals. I have in mind Frank Manuel
on Newton; Ralph Colp, Howard Gruber, Jim Moore and myself on Darwin; Steve Heims on
Norbert Weiner and John Von Neumann; Evelyn Fox Keller on Barbara McClintock; Andrew
Hodges on Alan Turing. In J.D. Sutherland's psychobiography of Ronald Fairbairn,we have a
psychoanalyst's careful reflections on psychoanalytic creativity, based on Fairbairn's own
intimate notes about his inner world. If we look at group processes, we get some insights
from J. D. Watson on The Double Helix and the recent play about the discovery of
DNA, 'Life Story', as well as the work of Latour and Woolgar on Laboratory Life.
Among the above only Sutherland provides a full-blooded psychobiography in the way that
Victor Wolfenstein's biography of Malcom X is. The others are insufficiently object
relational and insufficiently historical. But they make the project I am sketching less
implausible. They fill in contexts and motives, life and thought. They help us to
understand the intimate determinations and the social processes of intellectual research.
The connections between scientific creativity, on the one hand, and transitional
objects and transitional phenomena, on the other, are manifold. An obvious relationship is
inside science in the feelings of researchers about their equipment. These are often
themselves of the kind to which I am refering - a kind of aestheticism of gear. Who has
got the latest computer or amino acid sequencer? At the beginnings of the epoch in biology
which is bearing such alarming fruits in genetic engineering, a patron - the Rockefeller
Foundation - would give you a fancy ultracentrifuge if you would approach biology
according to the parameters of physics. Second, the paradigm case of the great scientist,
at the frontiers of knowledge doing research in a university laboratory and free from
commercial pressures, has been getting out of date at least since Lord Rothschild outlined
a more commercial customer-contract basis of research in the 1970's. The goals of research
now come directly from a particular vested interest.
The old view of the disinterested researcher is thus almost wholly out of date in the
universities. Beyond that, the majority of funding for research and development is for
military work, and more than half of all research funding and nearly half of all
researchers in Britain are engaged in this military research work. Of the rest, most
scientists and technologists work for commercial firms, for example, ICI and Unilever, and
a huge contingent works to make the very same transitional objects and phenomena with
which I began this paper, that is, the people that work in the cosmetics, hi-fi, computer
and office-equipment industries. The loop is closed for the technical employees at an
automated firm when they spend their earnings on the products of that firm. I well
remember the longing of Ford workers when I worked in an assembly plant in the early
1950's to own their own Ford.
I am aware throughout this analysis that drawing the boundaries in particular cases and
at particular times between transitional objects and phenomena, on the one hand, and
clinical fetishism and narcissism on the other, is not easy. I am not really talking about
true fetishism, where the object of desire becomes the fetish object, or of true
narcissism, where mature object relations do not occur. I am trying to broaden our concept
of the transitional area and its central role in production and consumption - all
production, even of the most abstruse theories, and all consumption, even of the most
primitive forms of pleasure.
I have often wondered how it is that people can work in certain jobs, for example,
manufacturing and assembling nuclear weapons. We know that the armaments industry pays a
lot of mortgages, but how do its workers think of themselves? Some of the answer lies of
course, in splitting and projection, in scapegoating, in rationalization and denial. But
some of it also lies in traditional analysis of alienation as eloquently spelled out in
Marx's Economic and Philosophic Manuscripts of 1844. He speaks there of alienation
from the means of production, from the product, from fellow workers and fellow humans and
from one's own species being. A writer on the labour process among computer workers in the
armaments industry has given details of how programmers have little or no idea of the use
to which their sub-routine will be put in the larger program (Hayes, 1986, Ch.6). No idea
at all. A civilian computer consultant who read a draft of the book said that exactly the
same rules apply in non-military programming for reasons of commercial secrecy, in order
to avoid competitors pirating of the program. Only a small number of senior staff know
what a program is for. The final cause is split off in the structure of the
research.
I know someone who works in optics, a field which you might imagine is a safely obscure
branch of physics. He says that it is no longer possible to have any certainty of
successfully avoiding military research and funding. You go to a conference, and it turns
out to be NATO-sponsored. You get grant money, and it turns out to be at only one remove
from questions the military wants answered. You are fascinated with a problem, and the
seductions of funding for it or for general lab purposes, are very great, if only you will
keep the military informed. Magazines in this field have many adverts for big, high-tech
firms. The adverts stress skiing, water sports, tramping and other utterly wholesome
activities in the region of, say, Boeing or Rockwell. Bell Labs, where transistors,
microprocessors and hundreds of radar and surveillance and encoding techniques were
invented in World War II and since, is the largest research institution in the world, with
nonpareil of facilities. The joys of working for a given firm are stressed. The military
purposes of the work are not even mentioned.
All - I say all - of this blinkering is made possible by emotional as well as formal
alienation and the separation of use value and telos from the labour process and the
metaphysical foundations of modern science. This process of splitting lies at the heart of
modern epistemology.
The understanding of the process, by which we introject this splitting with the world
view of science, technology and industry and are socialized into it, could not be more
important. At one level it is perfectly well-understood and certainly not confined to
high-tech business. One of my closest childhood friends who was almost as hard up as I was
when we were children tells me that he is not yet rich by local standards. That is he has
not yet got $50,000,000. He is an entrepreneur with the basis of his fortune in oil
leases. He says that the norm in his peer group is to get money any way you can. He
described a mutual friend with whom I've lost touch who is 'in the real estate business'.
He sells graveyard plots to poor blacks for $400, at $5 a week. My friend asked what
happened if they pay it off. The reply was that nobody has done that yet; all default at
some time during the 80 weeks. However, if anyone did make it to the finish line, there is
a clause in the contract saying that another plot could be substituted for the lovely one
that the customer was shown. The norm, as I say, is to make money - to compete from Little
League baseball at age 6, to near the grave and then to endow a hospital wing, a
university chair or a clinic for handicapped children with your name on it. I am, and my
friend was, perfectly serious. The getting of money is utterly split off from doing good,
though that is an ostensive long-term goal. This is an extreme, though true, example. I
chose it to illuminate the norm.
When I talk about the reintegration of emotions, primitive motives, and use values and
final causes with other dimensions of work, I am after very large changes. But let us not
be too sanguine. One of the things post-Reichian psychoanalysis has taught us is that it
is not the case that de-repression opens up good motives. It opens Pandora's Box - motives
all mixed up. However, if pursued judiciously, the reintegration of the primitive with the
efficient and rational leaves us with the hope of working on these matters rather than
having their effects occur only through unconscious processes.
This is the revised text of a talk given to the Psychoanalysis and the
Public Sphere Conference, Polytechnic of East London. It was published in B. Richards,
ed., Crises of the Self: Further Essays on Psychoanalysis and Politics. Free
Association Books, 1989, pp. 56-72.
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Address for correspondence: 26 Freegrove Rd., London N7 9RQ
robert@rmy1.demon.co.uk
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